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RESEARCH ARTICLE |
1 Institute for Social Research, University of Michigan, Ann Arbor.
2 Max Planck Institute for Human Development, Berlin.
Address correspondence to K. Fiori, Postdoctoral Researcher, Intercultural Institute of Human Development and Aging at Long Island University, 191 Willoughby Street, Suite 1A, Brooklyn, NY 11201. E-mail: katherine.fiori{at}liu.edu. Co-author e-mails: smitjacq{at}isr.umich.edu (Jacqui Smith) and tca{at}umich.edu (Toni Antonucci)
| Abstract |
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GERONTOLOGICAL research has established that social relations can improve health and increase survival rates, although specific findings are sometimes inconsistent (e.g., Antonucci, 2001
; Berkman, Glass, Brissette, & Seeman, 2000
; Berkman & Syme, 1979
; Seeman, 2000
). For example, whereas some researchers have found positive associations between particular social support variables (e.g., instrumental support, contact frequency) and survival (Blazer, 1982
; Yasuda et al., 1997
), others have found either no association (Hanson, Isacsson, Janzon, & Lindell, 1989
) or negative associations (Lund, Modvig, Due, & Holstein, 2000
). Inconsistencies may partially stem from the fact that most researchers examine health effects of single aspects of social relationships (e.g., Avlund et al., 2004
; Yasuda et al.). Although this variable-centered approach is informative, it ignores multidimensional interactions in the array of attributes that characterize individuals' networks (Antonucci & Akiyama, 1987
; Bosworth & Schaie, 1997
; Magai, Consedine, King, & Gillespie, 2003
). Pattern-centered approaches, which have been used to examine many aspects of heterotypic functioning among older adults (e.g., Gerstorf, Smith, & Baltes, 2006
; Magai et al.; Maxson, Berg, & McClearn, 1997
; Smith & Baltes, 1997
), offer a complementary tool to identify types of social networks and investigate their implications for indicators of successful aging. Individual and subgroup differences in family histories and social convoy gains and losses (Kahn & Antonucci, 1980
), together with within-network dynamics of dependency and interdependency, closeness, and exchange of support over time (Antonucci; Carstensen, 1993), are likely to contribute to variation in the network types observed in old age.
Existing social network typology studies, conducted primarily with samples of older adults in Europe, North America, and Israel (e.g., Bosworth & Schaie, 1997
; Fiori, Antonucci, & Cortina, 2006
; Litwin, 1995
, 2001
; Melkas & Jylhä, 1996
; Stone & Rosenthal, 1996
; Wenger, 1997
), have identified four relatively robust network types and described their associations with well-being: namely, diverse (generally with the highest well-being), family focused, friend focused, and restricted or socially isolated (generally with the lowest well-being). These four types have primarily been differentiated on the basis of structural features (e.g., network size, frequency of contact). Although our previous research shows that individuals in different types of networks vary in the quality of support received (Fiori et al.), it may also be that individuals with the same structural constellation of relations vary on the amount of support they receive or on their satisfaction with that support.
In line with current models of social relations among older adults (e.g., the Convoy Model; Antonucci, 2001
; Kahn & Antonucci, 1980
), this study uniquely includes a variety of social relations aspects in the derivation of network types. Specifically, we were interested in (a) the range of multidimensional network types that would emerge; (b) whether the distribution of types would differ between the young-old (defined in the present study as individuals between 70 and 84 years of age) and the oldest-old (individuals 85 years of age or older); and (c) the extent to which the types would be associated with concurrent indicators of successful aging (depressive symptoms, subjective well-being, and morbidity).
Conceptual Framework
According to the Convoy Model of social relations (Antonucci, 2001
; Kahn & Antonucci, 1980
), the "social convoy" provides a protective base and is part of a dynamic network that moves through time, space, and the life course. The protective base is objective (indicated by network structure) and subjective (i.e., perceived function and quality of relationships). The structure, function, and quality of individuals' social convoys contribute significantly to well-being in adulthood and old age. Structural aspects of the social convoy (typically used in studies of network types) include total network size, proximity of network members, marital status, frequency of contact with network members, and participation in social organizations or activities. Function refers to the exchange of different kinds of support (emotional and instrumental) between network members, as well as the proportion of network members considered to be emotionally close. Subjective evaluations of quality provide insight into individuals' experiences of their networks. In the present study, we propose that all of these aspects of social relations in old age must be considered in concert because network types that reflect varied patterns of these components may be differentially associated with well-being.
Several factors are likely to influence the range of multidimensional social network types. On one hand, the Social Convoy Model (Kahn & Antonucci, 1980
) suggests that a wide range might be found in a sample of older adults because of variations in social convoy gains and losses (e.g., widowhood), family histories (e.g., marital status, number of children), historical context (e.g., World War II), and within-network dynamics of structure, function, and quality. For example, whereas the network of an older married individual may focus on family (e.g., children, grandchildren), a perennially single individual may either have a smaller or more structurally restricted network as a result of fewer available contacts or lifelong preferences, or a diverse network built on kin and nonkin relationships. Furthermore, the within-network dynamics of structure, function, and quality are complex; for instance, networks with similar structures or levels of support may vary in perceived quality.
On the other hand, it is known that for the majority of older adults, social networks tend to focus on close family and friends, and that structure (i.e., network composition) and function (i.e., support) are often interrelated in specific ways (Adams & Blieszner, 1995
; Antonucci, 2001
; Johnson & Barer, 1997
). Thus, friend-focused networks tend to be high on emotional support, because friends are generally age-peers (Adams & Blieszner), but low on instrumental support (Johnson & Barer), whereas diverse networks are thought to fulfill a variety of functions (Weiss, 1974
). Thus, although heterotypy in social relations increases with age, such heterotypy is likely constrained (Consedine, Magai, & Conway, 2004
).
Following previous analyses of structural network types (e.g., Fiori et al., 2006
; Litwin, 2001
), we hypothesized that diverse, family-focused, friend-focused, and restricted network types would emerge. Because we added indicators of function and quality to the empirical derivation of network types, we also expected the range and nature of network types obtained to expand, but in a constrained manner. Specifically, we expected to find heterotypic restricted networks. First, restricted networks appear to become more common with age (e.g., Litwin), which is due at least in part to the loss of social partners and reduced contact with network members (Antonucci, 1986
). Second, according to Carstensen's (1993) socioemotional selectivity theory, social interactions become increasingly regulated with age as the perceived time left in life becomes more limited. Older adults may actively narrow their social environments in an adaptive process of emotion regulation, limiting their interactions to only the most satisfying ones. Because of individual differences in social convoy gains and losses as well as in emotion-regulation skills and interpersonal dependencies, the types of restricted networks observed in an older sample may differ not only in structure but also in function and quality (e.g., some networks may be restricted primarily as a result of active pruning, whereas others are restricted as a result of deaths in the network). On the basis of this reasoning, we expected to find a variety of restricted network types varying in function and quality.
The nature of the present sample allows us to distinguish between the young-old and the oldest-old individuals (Baltes & Smith, 2003
; Smith, Borchelt, Maier, & Jopp, 2002
). According to the Convoy Model (Kahn & Antonucci, 1980
), age is one important factor that shapes the social convoy. Our second research question concerned age-group differences in network types. We predicted that the oldest-old individuals (those 85 years or older) would be overrepresented in the restricted network types, because oldest-old individuals are in a period of life characterized by inevitable losses of close partners and age-peers and by increased constraints on controlling exchanges with a diverse network (Baltes & Smith).
Our third research question focused on whether the types identified in this study would be differentially associated with several indicators of well-being. According to the Convoy Model (Antonucci, 2001
; Kahn & Antonucci, 1980
), the structure, function, and quality of individuals' social convoys all contribute significantly to well-being. Previous research suggests that diverse networks with family and friends and friend-focused networks offer more opportunities for well-being than do restricted networks (e.g., Litwin, 2001
). The more restricted a network is (e.g., in terms of potential for support), the more vulnerable is the position of the older adult with respect to well-being (e.g., Johnson & Barer, 1997
; Weiss, 1974
), even though restricted networks may be preferred. Because of the exploratory nature of this study, we did not generate specific hypotheses. However, we did speculate that young-old individuals in diverse and friend-focused network types would have fewer depressive symptoms, higher subjective well-being, and better physical health than would those in restricted networks, and that a different constellation of networks might contribute to well-being among the oldest-old individuals.
| METHODS |
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Measures
Table 1 provides intercorrelations and descriptive information for all variables used in the present analyses.
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We included six structural social network variables in our cluster analysis. We coded marital status as 0 (not married) or 1 (married or living with a partner). Network size was the count of the total number of people mentioned in the circle diagram. We represented proximity of the network by proportion of the individuals making up the network who lived in Berlin. We calculated average frequency of contact with family (defined as partner, children or children-in-law, grandchildren, siblings, parents, and other relatives) from the overall average frequency of contact by telephone, visits, and letters among those family members listed within the first 10 network members in the diagram. We constructed average frequency of contact with friends (defined as friends, neighbors, and acquaintances) in a similar manner. Finally, we assessed the number of activities by showing participants cards, each of which outlined 1 of 12 different categories of activities (e.g., sports or exercise, travel). For each of these categories, researchers asked participants to name activities in which they currently or previously (within the past 12 months) participated.
There were three network variables representing function. First, we derived the proportion of the network that is emotionally close by dividing the number of network members in the inner circle by total network size. We assessed instrumental support and emotional support by asking participants to name persons who had helped them during the past 3 months in the following areas: (a) practical things, (b) help with errands or shopping, and (c) nursing care (instrumental support); and (d) talking about problems and worries, (e) giving encouragement and reassurance, and (f) providing an exchange of affection (emotional support). Participants could name up to five network members. We calculated the instrumental and emotional support variables on the basis of the number of different kinds of support participants received, so each ranged from 0 to 3.
Finally, researchers asked participants to indicate how satisfied they were with their (a) friendships and (b) family life. We combined these items into a mean overall satisfaction with relationships measure, which ranged from 1 (very unsatisfied) to 5 (very satisfied). If information on only one type of relationship (i.e., friends or family) was available, then we used the score for the available item.
Indicators of well-being
A clinical evaluation (Baltes & Mayer, 1999
) of depressive symptoms according to the rating scale by Hamilton (1960)
was completed by a gerontopsychiatrist (in Table 1, higher scores represent more depressive symptoms). Cronbach's alpha for the scale is typically
= 0.70 or greater (Bagby, Ryder, Schuller, & Marshall, 2004
). We obtained a factor score for subjective well-being with a German translation of the Philadelphia Geriatric Center Morale Scale (Lawton, 1975
), a 15-item measure with a 5-point scale assessing life satisfaction and satisfaction with aging (Cronbach's
= 0.85; Smith et al., 2002
; in Table 1, higher scores represent greater well-being). Finally, we represented morbidity by an index composed of two measures. (When we treated subjective and objective health as separate indicators rather than combining them into an index, the results for both were identical. Therefore, for purposes of parsimony, we combined these two indicators into a "morbidity" index.) A global subjective rating of the respondent's present health had responses ranging from 1 (poor) to 5 (excellent). We used diagnoses of physical illnesses according to the ninth revision of the International Statistical Classification of Diseases (known as ICD-9) codes to determine the number of diagnosed severe chronic illnesses. We reverse-coded self-rated health, and we standardized and summed this recoded measure and count of chronic illnesses to create a morbidity index. Higher scores indicate greater morbidity (i.e., worse health).
| RESULTS |
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This final k-means cluster analysis provided the best six-cluster solution. Characteristics and sizes of these clusters are shown in Table 2, which presents group means and proportions for the 10 social relations variables. Profile peaks, defined as instances in which cluster members scored approximately 0.5 SD higher or lower than the sample mean, were used in labeling network types, as were differences in means across clusters. As we expected, and in accord with the literature, we found diverse, family-focused, friend-focused, and restricted network types. Also as we expected, the range of network types was expanded on the basis of the inclusion of indicators of function and quality; specifically, we found two restricted network types distinguished by function and quality and two friend-focused types distinguished primarily by function. We labeled the clusters (network types) as follows: diverse–supported (13%), family focused (19%), friend focused–supported (29%), friend focused–unsupported (15%), restricted–nonfriends–unsatisfied (16%), and restricted–nonfamily–unsupported (9%).
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Age-Group Differences
To examine our second research question, we conducted a chi-square analysis comparing the distribution of network types among the young-old and the oldest-old individuals. Consistent with our hypothesis, we found that the age groups were differentially represented across the network types;
2(5) = 110.37, p <.001 (see Table 3). With the exception of the restricted–nonfriends–unsatisfied network type, the differences between observed and expected frequencies were significant as based on standardized residuals. The oldest-old individuals were overrepresented in the restricted network types (restricted–nonfriends–unsatisfied and restricted–nonfamily–unsupported; as we expected) and in the friend-focused–supported network type. In contrast, the diverse–supported and friend-focused–unsupported network types consisted primarily of young-old individuals.
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= 0.98, F(3, 497) = 2.84, p <.05,
2 = 0.017, and network type, Wilks'
= 0.89, F(15, 1,372) = 3.90, p <.001,
2 = 0.038, but the interaction term was not significant (see Table 4). A model with gender and education included as covariates did not alter the pattern of effects, so we present only the initial model. Age-group differences in well-being were not of primary interest for the present study, and they were in the direction typically reported in the literature; namely, that the oldest-old individuals had more depressive symptoms, lower subjective well-being, and poorer physical health (although not significant at the univariate level) than did other individuals.
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2 = 0.055; subjective well-being, F(5, 499) = 6.13, p <.001,
2 = 0.058; and morbidity, F(5, 499) = 7.82, p <.001,
2 = 0.073 (see Table 4). Post hoc comparisons using the Bonferroni correction (see Table 3) revealed that individuals in the friend-focused–supported network type had higher levels of depressive symptoms and lower subjective well-being than individuals in the diverse–supported, family-focused, or friend-focused–unsupported network types. Individuals in the restricted–nonfamily–unsupported network type had higher levels of depressive symptoms than individuals in the family-focused network type, and those in the friend-focused–unsupported network type had greater subjective well-being than did those in the restricted–nonfriends–unsatisfied type. Individuals in the friend-focused–supported network type had higher morbidity than individuals in the friend-focused–unsupported or family-focused types, and individuals in the friend-focused–unsupported network type also had lower morbidity than individuals in the restricted–nonfriends–unsatisfied network type. Thus, our speculation was partially supported: Although we did find that individuals in one of the friend-focused network types (friend focused–unsupported) had greater subjective well-being and lower morbidity than individuals in one of the restricted network types (restricted–nonfriends–unsatisfied), we did not find an Age x Network Type interaction, and we did not anticipate the low functioning of those in the friend-focused–supported network type. | DISCUSSION |
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Social Network Types
The inclusion of function and quality expanded the multidimensional space of the analysis, compared with earlier studies that primarily examined structural features (e.g., Fiori et al., 2006
; Litwin, 2001
; Wenger, 1997
). Six network types emerged in this study, compared with the four most commonly described in the literature. It should be noted that, in all studies, the types that can be empirically identified are constrained by the particular variables entered into the analysis as well as by the sample composition and selectivity. The fact that we found differentiated types that could be meaningfully interpreted suggests that the addition of the function and quality dimensions is useful and worthy of further research.
Consistent with previous research, we identified diverse, family-focused, friend-focused, and restricted types. Certain structures are generally associated with certain functions, consistent with predictions based on the Convoy Model (Kahn & Antonucci, 1985). For example, our analyses revealed that individuals within a structurally diverse network also reported receiving relatively high levels of instrumental and, in particular, emotional support (diverse–supported). However, our findings also showed that structure and function are not always correlated; for example, we found supported and unsupported friend-focused network types. Individuals in both network types were primarily widowed women, had on average about 10 people in their networks, and reported frequent contact with friends and relatively less contact with family. However, those in the friend-focused–unsupported network type were more active and reported receiving less instrumental support. This difference is likely due at least in part to age; whereas 77% of those in the unsupported type were young-old individuals, the majority of those in the supported type (72%) consisted of oldest-old individuals, whose increasing levels of dysfunction (Baltes & Smith, 2003
) may make them less active and more reliant on their networks for instrumental aid.
Individuals' satisfaction with their relationships was less variable and relatively high across all types. This may reflect a tendency for older adults to report less relationship negativity (Birditt & Fingerman, 2003
). In fact, the only network type distinguished by lower relationship satisfaction was the restricted–nonfriends–unsatisfied type. Consistent with our prediction of multiple restricted network types, the restricted–nonfamily–unsupported network type also emerged. This finding expands on our previous research, in which we found nonfriends and nonfamily structural restricted network types in a sample of older Americans (Fiori et al., 2006
). Our present finding indicates that restricted networks may vary not only in structure but also in function and quality. Although those in both restricted network types reported very low levels of emotional support, unlike those in the nonfriends type, those in the nonfamily type rated their satisfaction relatively high in spite of a smaller network size and a much smaller proportion of close others. Those in the restricted–nonfamily–unsupported type may be content with their small network, infrequent contact with family, and low levels of support, whereas those in the restricted–nonfriends–unsatisfied type may feel disappointed by infrequent contact with or the lack of emotional support from their few but close relationships. In the absence of longitudinal information we can only speculate, but it may be that individuals in the restricted–nonfamily type have always preferred such a network (substantiated by the relatively large proportion of never-married individuals in this type), and that those in the restricted–nonfriends type are disappointed by failed attempts to maximize emotional support from close relationships (Carstensen, 1993).
Age-Group Differences
As predicted, restricted network types were more common among the oldest-old individuals (85 years of age or older) than among the young-old individuals (70–84 years of age), with 63% of the restricted–nonfriends–unsatisfied network type and 76% of the restricted–nonfamily–unsupported network type made up of the oldest-old individuals. Although a cohort effect cannot be ruled out, this finding is consistent with increasing constraints experienced by the oldest-old, which are due at least in part to losses of close partners and age-peers (Baltes & Smith, 2003
). Interestingly, whereas only 7% (n = 17) of the oldest-old persons were in the friend-focused–unsupported network type and 3% (n = 8) in the diverse–supported type, the largest percentage (40%) were in the friend-focused–supported type. This finding highlights the heterogeneity of social networks even into very old age, and it speaks to the importance of the within-network dynamics of compensation (Baltes, 1997
) among the mostly widowed women of the friend-focused–supported network type (Morgan, 1989
).
Well-Being by Network Type
The network types differed on depressive symptoms, subjective well-being, and morbidity. Interestingly, although the distribution of network types varied by age group, the age group itself did not moderate the association of network types with well-being. However, this may be due to unequal distributions of network types by age as already outlined, resulting in small numbers for several cells and hence low power to detect differences. It may also speak to the strength of the network type in which an individual is embedded. In any case, individuals in the friend-focused–supported network type had higher levels of depressive symptoms and lower subjective well-being than individuals in the diverse–supported, family-focused, or friend-focused–unsupported types, as well as higher morbidity than individuals in the family-focused or friend-focused–unsupported types. Individuals in the friend-focused–unsupported network type had lower morbidity and higher subjective well-being than did those in the restricted–nonfriends–unsatisfied type, and individuals in the restricted–nonfamily–unsupported type had higher levels of depressive symptoms than did those in the family-focused type. The high well-being of individuals in the diverse–supported network type and the low well-being of individuals in the restricted types is consistent with our predictions and previous research (e.g., Litwin, 2001
; Wenger, 1996
, 1997
). More surprising is the low well-being of persons in the friend-focused–supported type, particularly in contrast to persons in the friend-focused–unsupported type.
Past research shows that there are health benefits to being in a friend-focused network (e.g., Adams & Blieszner, 1995
; Fiori et al., 2006
; Litwin, 2001
), in particular for widowed individuals (Morgan, 1989
). Individuals in both friend-focused network types in this study were primarily widowed and shared many other similarities. However, as we already mentioned, individuals in the friend-focused–supported type were older, less active, and reported receiving much greater instrumental support than individuals in the friend-focused–unsupported type. Their poor well-being could relate to the need for and receipt of instrumental support. It may be that the poor physical health of those in the friend-focused–supported type led to a greater need for instrumental support, and possibly higher depressive symptoms and a lower sense of well-being. Alternatively, it may be that receiving instrumental support from friends (e.g., as a result of illness) contributes to feelings of helplessness at not being able to reciprocate, or to negative affect stemming from unsolicited support or dependency (Penninx et al., 1998
; Seeman, 2000
). Perhaps it is less adaptive for one to be in a friend-focused network when one is at a very old age or when one is functionally impaired.
Limitations and Future Research
Because of the unique nature of the BASE sample, the results of this study should be generalized with caution. The lives and family histories of the participants were directly affected by World Wars I and II and by the post-1945 experiences of these individuals. One consequence of cohort differences in life history is illustrated by the especially high proportion of oldest-old individuals without children in this sample (Hoppmann & Smith, 2007
). Also, as we already alluded to, it is difficult to infer causality from our cross-sectional well-being analyses. This issue is made more problematic by the nature of the support variables, which represent received support, irrespective of need. Although the association is likely bidirectional, longitudinal research is needed to explore this possibility. In particular, changes in the dynamics and well-being implications of friend-focused networks with age, or the progression of disease, deserves further research.
Conclusions
One of the major innovations of this study is the pattern-centered approach, with which we address complexities sometimes overlooked in variable-centered research. For example, although married older adults have been found to have better psychological and physical well-being than unmarried individuals (e.g., Berkman & Syme, 1979
; Kiecolt-Glaser & Newton, 2001
), in the present study the unmarried individuals embedded in a friend-focused network type (friend-focused–unsupported) fared better both psychologically and physically than those unmarried individuals embedded in a restricted network with little friend contact. These results imply that "marital status" cannot be studied in isolation in old age, and that some forms of compensation exist within networks. Clearly, there are a variety of ways in which older adults can adapt and age successfully (Baltes, 1997
; Jopp & Smith, 2006
; Steverink & Lindenberg, 2006
). The pattern-centered approach is one tool to capture such variability.
The second major innovation of this study is the inclusion of function and quality in the derivation of network types, which is consistent with several major models and theories of social relations among older adults (Antonucci, 2001
; Carstensen, 1993; Kahn & Antonucci, 1980
). Although certain structures appear to be associated with certain functions, we found notable heterogeneity, particularly within the friend-focused and restricted network types. This heterogeneity may stem from differences in the nature of friendships at different ages, the nature of or reasons for network restriction (e.g., purposeful pruning, lifelong restriction, or uncontrollable losses of family or friends), or other life circumstances (e.g., illness).
The heterogeneity of social network types and their differential predictive value speaks to the diversity of life pathways to successful aging. It also implies that identifying those most at risk and tailoring interventions for their particular social support needs represents an important step for practitioners. Litwin and Shiovitz-Ezra (2006)
advocate such network typing by using structural network questions in intake interviews; we argue that at least briefly assessing the functions and quality of older adults' social networks is also important (see also Steverink & Lindenberg, 2006
). In sum, this study has practical and theoretical implications for the field of social relations and health among older adults.
| Acknowledgments |
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The generous sources of support to K. Fiori that made the present study possible include the LIFE International Max Planck Research School; the University of California at San Diego and the Summer Training on Aging Research Topics–Mental Health Fellowship; the American Association of Retired Persons Scholarship; and the Daniel Katz Dissertation Fellowship. We gratefully acknowledge Denis Gerstorf at the Max Planck Institute for Human Development in Berlin for his invaluable statistical advice, the fellows and faculty of the LIFE International Max Planck Research School for their input and ideas, and those in the Life Course Development Program at the University of Michigan (in particular, Kira Birditt) for their useful comments.
| Footnotes |
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Received for publication August 18, 2006. Accepted for publication June 3, 2007.
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