| HOME | ARCHIVE | SEARCH | TABLE OF CONTENTS |
|---|
| ||||||||||||||||||||||||||||||||
RESEARCH ARTICLE |
a Research Centre on Aging, Sherbrooke Geriatric University Institute, Québec, Canada
b Research Center of the Institut Universitaire de Gériatrie de Montréal, University of Montreal, Québec, Canada
c School of Psychology, Université Laval, Québec, Canada
d Montréal-Centre Direction of Public Health, Québec, Canada
e Douglas Hospital Research Centre, Montréal, Québec, Canada
Réjean Hébert, Research Centre on Aging, Sherbrooke Geriatric University Institute, 1036, Belvédère Sud, Sherbrooke, Québec J1H 4C4, Canada E-mail: rejean.hebert{at}usherbrooke.ca.
Decision Editor: Fredric D. Wolinsky, PhD
| Abstract |
|---|
|
|
|---|
Methods. The study was a multicenter randomized controlled trial. Randomization was stratified according to sex and kinship. Participants randomized to the control group were referred to the traditional support groups. Participants in the study group had fifteen 2-hr weekly sessions focusing on stress appraisal and coping. Eligible participants (primary caregivers of community-dwelling persons with dementia) were blindly assessed before the randomization and after 16 weeks on the following measures: frequency and reactions to behavioral problems (primary outcome), burden, psychological distress, anxiety, perceived social support, and personal efficacy.
Results. A total of 158 participants were randomized to the study (n = 79) and control (n = 79) groups in 12 successive waves. Results show that study participants presented a 14% decrease in their reactions to the behavioral problems of the care-receivers as opposed to a 5% decrease in the control group ( p = .04). The frequency of behavior problems also decreased ( p = .06), as did the cross-product frequency/reaction ( p = .02). There was no significant effect on the secondary outcome variables.
Discussion. This is one of the first studies showing a significant effect of this type of support group program on the caregivers of participants with dementia.
Alzheimer's disease and other forms of dementia constitute a major health problem, because these illnesses affect 8% of people aged 65 and older, and more than one third of people aged 85 and older (Canadian Study of Health and Aging 1994
). The expected aging of the population will be associated with a huge increase in the number of people affected by these illnesses. Close to one half of people suffering from dementia live at home, where they maintain significant spatial references and quality of life (Baumgarten 1989
; Canadian Study of Health and Aging 1994
). Without family support, many more persons with dementia would be compelled to leave their homes and enter an institution. It is estimated that withdrawal of the assistance provided by immediate family and friends would increase the need for long-term residential care by 34% (Commission d'Enquête sur la Santé et les Services Sociaux, 1987). Thus, it is important to find ways to support caregivers who wish to keep persons with dementia at home for as long as possible.
The responsibility for maintaining a person with dementia at home most often falls on the relative (generally the spouse or daughter of the person with dementia) who provides the majority of care (Garant and Bolduc 1990
), often referred to as the primary caregiver. However, this involvement is a major source of stress and has a negative impact on the caregiver. Reviews of the effects of dementia caregiving (Ory, Yee, Tennstedt, and Schulz 2000
; Schulz, O'Brien, Bookwala, and Fleissner 1995
) demonstrate a consistent association of caregiving with depressive symptomatology, clinical depression, and anxiety. Although the evidence is more equivocal and generally weaker, many reports show physical morbidity, such as self-related health, number of illnesses, health care utilization, and cardiovascular problems. The burden is the primary reason for resorting to institutionalization (Jutras 1988
) and, compared with a low burden, a high burden nearly doubles (relative risk of 1.8) the risk of being admitted to an institution (Hebert, Dubois, Wolfson, Chambers, and Cohen 2001
). Several studies confirm that the burden felt by the caregiver is less related to the demented person's cognitive deficits and disabilities than it is to the troublesome behaviors exhibited by the person with dementia and the stress they generate in the caregiver (Boucher 1999
; Chenoweth and Spencer 1986
; Haley, Levine, Brown, Berry and Hughes 1987
; Hebert et al. 2001
; Ory et al. 2000
; Poulshock and Deimling 1984
; Schulz et al. 1995
). This suggests that decreasing troublesome behaviors and stress could eventually reduce burden and delay institutionalization.
Among the various interventions designed to help caregivers (for reviews, see Acton and Kang 2001
; Bourgeois, Schulz and Burgio 1996
; Kennet, Burgio, and Schulz 2000
; Knight, Lutzky, and Macofsky-Urban 1993
; Toseland and Rossister 1989
), support groups represent an interesting and inexpensive solution for reducing the burden and stress of the caregivers. These programs are widespread in health and voluntary organizations. Although many pre-experimental and quasiexperimental studies suggest that these programs would be effective in reducing the burden and prolonging the time the person with dementia can be cared for at home (Gendron et al. 1986
; Glosser and Wexter 1985
; Kahan, Kemp, Staples, and Brummel-Smith 1985
), the majority of controlled experimental studies have been unable to show that they have any significant effect (Gendron, Poitras, Dastoor, & Pérodeau, 1996; Haley, Brown, and Levine 1987
; Hebert, Leclerc, Bravo, Girouard, and Lefrancois 1994
; Zarit, Anthony, and Boutselis 1987
). This lack of efficacy could be linked to both the program content and the methodology of the evaluative studies. The group interventions evaluated to date show that the content is of low intensity (on average eight 2-hr weekly sessions) and superficially covers a very broad range of issues, mainly using information and emotion-sharing strategies (Lavoie 1995
). To be effective, this type of program should be spread over a longer period, refer to a specific theoretical framework, and have well-defined objectives that focus primarily on the management of troublesome behaviors and the reactions they create. From the methodological viewpoint, the limitations of pre- or quasiexperimental designs make interpreting this type of study hazardous, particularly when measuring the psychological effects of this type of group intervention (Biegel, Sales, and Schulz 1991
). Randomized controlled trials to date present many other limitations: small sample size and low power to detect a moderate effect; lack of responsiveness of the primary outcome variables that measure constructs that are too general, such as well-being, anxiety, or burden; lack of selection of participants who can best benefit from the intervention; and absence of implementation and process analysis (Schulz 2001
; Zarit and Leitsch 2001
).
Based on these observations, a multidisciplinary network of Quebec (Canada) researchers interested in these issues designed a more intensive, innovative program based on a cognitive approach that focuses on the management of troublesome behaviors and the stress they generate. This program is based on the transactional theory of stress and coping that was translated into a specific intervention framework by Folkman and colleagues 1991
to improve stress management skills. The objective of the present study was to verify the efficacy of the program in reducing caregivers' reactions toward troublesome behaviors and indirectly reducing their burden, psychological distress, and anxiety, and improving their perception of social support and well-being. The primary hypothesis was that the program should decrease the frequency of and reactions to behavior problems, particularly disruptive ones, and ultimately decrease the caregiver's burden and the desire to institutionalize the person with dementia. An implementation and process analysis was also performed using qualitative methodology and will be reported separately.
| Methods |
|---|
|
|
|---|
Psychoeducative Program
The experimental program aimed to improve the caregiver's ability to cope with the numerous daily sources of stress associated with caring for a person with dementia. It was developed according to the Lazarus and Folkman 1984
transactional theory of stress and coping that was translated into a specific intervention program by Folkman and colleagues 1991
. It comprised two components: cognitive appraisal and coping strategies. The participant first accurately appraises the specific stressful situation and identifies the type of stressor, based on its modifiable and nonmodifiable characteristics. He/she then chooses the appropriate coping strategy according to the type of stressor: problem-solving strategies when the stressor is modifiable or emotion-focus strategies (such as reframing) when it is not. Seeking social support is also a strategy that can be used for both types of stressors. Corbeil, Quayhagen, and Quayhagen 1999
operationalized this model for individual interventions and showed that it significantly decreases the stress associated with caregiving.
We designed a group intervention based on this framework. The program included fifteen 2-hr weekly sessions. It comprised two components. The first component was cognitive appraisal (four meetings), whose primary objective consisted of improving the caregivers' ability to shift from a global stressor to a specific stressor. Breaking down a global situation into specific elements not only helps caregivers clarify the problem, but also increases their awareness that something can be done. The second and third objectives of this component were to develop the caregivers' ability to distinguish between the changeable and unchangeable aspects of a stressor, and their awareness of the importance of the match between the changeability of a stressor and the choice of coping strategies. These notions were discussed between the group leader (a health professional experienced in the care of persons with dementia and group facilitation) and the caregivers. The caregivers were also asked to complete a home assignment to practice their ability to select four specific stressors linked to their caregiving situation and to identify the changeable and unchangeable aspects, as well as their emotional reactions. The second component was coping strategies (11 meetings), whose main objective consisted of improving three well-known coping strategies (problem-solving, reframing, and seeking social support) and of establishing a fit between the changeability of stressors and the choice of coping strategy. Problem-solving (problem-focused coping) is used to alter the changeable aspects of a stressor. It is most useful when the situation concerns the person with dementia's dysfunctional behaviors, with many of these behaviors amenable to change. Over the course of four meetings, the caregivers had the opportunity to learn to use well-documented steps to clarify a target problem that was changeable and to find an appropriate solution to the problem. The problem-solving strategies integrated elements of behavioral techniques (Zarit and Zarit 1998
) in precisely defining the stressful situation, thereby making it possible to modify its frequency and intensity. The second coping strategy consisted of reframing the meaning of a stressor (emotion-focused coping).The objective was to find an alternative way of thinking about a situation so that it was easier to manage the painful emotion generated by the unchangeable aspects of a stressor. The content of reframing was based on the cognitive approach, according to which thoughts are often what generate emotions (Beck, Rush, Shaw, and Emery 1979
; Burns 1980
). Over the course of three meetings, caregivers learned to (1) recognize their misunderstanding or misinterpretation of the relative with dementia's dysfunctional behavior and reframe the meaning of such behaviors as a consequence of dementia, (2) identify some common forms of dysfunctional thoughts and replace them with more rational thoughts, (3) think about the gratifying aspects of the caregiving role, and (4) focus on the present reality. Caregivers were also encouraged to use ways to stimulate helpful thoughts, like finding time for pleasurable activities and learning to step back from a stressful situation. The third coping strategy consisted of seeking social support. Four meetings centered on this strategy, which can be helpful to focus on either a problem or emotions. Social support is viewed as a factor that has a protective effect on well-being (Gottlieb and Selby 1989
; Stewart 1993
), but caregivers appear reluctant to seek support (Collins, King, Given, and Given 1994
; Paquet 1996
). In our program, caregivers were first invited to examine their reluctance to seek support and to identify the types of support needed and the persons in their informal network and community resources likely to provide the support. Possible disagreements or conflicts in the exchange of support were discussed. Next, the caregivers examined how to mobilize this support (i.e., how to present a specific request to the selected individual or resource), and lastly how to maintain this assistance.
The theoretical framework and the program are described in more detail elsewhere (Levesque et al. 2002
). Manuals for the leader and the participants should be available shortly on request. A pilot study on a group of eight caregivers of persons with dementia that started in October 1997 enabled us to complete and fine-tune the program before offering it to a larger number of caregivers in this experimental framework. In the pilot study, the participants were tested with the same instruments as those used in this study. After the study, we also refined some of the home assignments completed by the caregivers between the meetings.
Participants
Participants were recruited through Alzheimer societies and home care organizations in five regions of the province of Quebec (Canada). The inclusion criteria were (1) being the primary caregiver of a person with dementia for at least the previous 6 months, irrespective of whether the caregiver lived with the person or not; (2) presenting a moderate or severe burden [score on the Zarit Burden Scale higher than 9 out of 88 (representing moderate burden according to the reference values proposed by Hebert, Bravo, and Preville 2000
)]; (3) not participating in another support group or psychotherapy during the application of the protocol (previous participation in a support group or psychotherapy was permitted); and (4) caring for a person with dementia presenting at least one behavior problem per week. In a given area, when at least 12 participants were recruited, they were assessed and then randomized to either the control or study group. The sample size needed to detect a moderate effect of the program [standardized difference of 0.5, according to Cohen's criteria (Cohen 1977
)] with 80% power and 5% alpha error was estimated to be 64 participants per group (Machin and Campbell 1987
). To take into consideration a withdrawal rate of 20%, the target sample size was 160 participants (1013 waves of 1216 participants). Participants signed an informed consent form, and the study was approved by the Ethics Committee of the Sherbrooke Geriatric University Institute.
Measures
Participants were interviewed at baseline and after 16 weeks (at the end of the experimental program) by trained interviewers blinded to the group assignment of the participants. At baseline, information was collected on demographic characteristics, self-perceived health, care recipient's disease, and caregiving issues. For the outcome measures, the instruments were selected on the basis of relevancy, validity, and reliability; their utilization in previous studies on caregiver support groups; and the availability of an existing French version developed with a rigorous process. For each instrument, reliability coefficients of the original version and the translated version (published previously and in the present study) can be found in Table 1 .
|
Many secondary variables were also measured. Desire to institutionalize was assessed with a 4-point ordinal scale (not having thought seriously of placing my relative; having thought seriously; having discussed placement with someone or visited an institution; having applied for placement). This scale was used in the Canadian Study of Health and Aging and was a good predictor of short-term institutionalization (Hebert et al. 2001
). In the analysis, it was transformed into a dichotomized variable by grouping under low desire those who answered they never thought seriously of placing their relative and under significant desire those who had thought seriously, had done something about it, or (for post-test) had institutionalized their relative. The Zarit Burden Interview (Hebert, Bravo, and Girouard 1993
; Zarit, Orr, and Zarit 1985
) is a 22-item scale measuring the subjective load experienced by the caregiver by asking him/her how frequently (from "0 = never" to "4 = almost always") they feel various emotions in their relationship with the care-receiver for a total score out of 88. Reference values have been generated based on a representative sample of caregivers of community-dwelling people with dementia (Hebert et al. 2000
). Scores between 8 and 17 represent moderate burden, scores between 18 and 32 represent high burden, and scores over 32 represent severe burden. Anxiety was measured by the Spielberger StateTrait Anxiety Inventory (Gauthier and Bouchard 1993
; Spielberger 1983
, Spielberger 1988
), which consists of 20 statements for which the participants indicate the intensity of their feelings on a 4-point scale varying from "1 = not at all" to "4 = considerable." The total score ranges from 20 to 80. The Bradburn Revised Affect Scale (Bradburn 1969
) comprises five positive statements and five negative statements about feelings experienced during the preceding week. We used the scoring system developed in several surveys (Health and Welfare Canada and Statistics Canada 1981
; Seniors Secretariat 1993
; Stephens and Craig 1990
) with a three-level response based on how often a feeling occurs ("1 = often," "2 = sometimes," "3 = never"). The score of positive affects is subtracted from the score of negative affects, and 10 is added for a total score ranging from 0 to 20, in which the higher the score, the more positive the overall affect. The Inventory of Socially Supportive Behaviors (Krause and Markides 1990
) is a 40-item scale assessing four dimensions of support: informational (7 items), tangible (9), emotional (11) and integrative (13). Each item is answered on a 4-point scale (from "1 = never" to "4 = very often"), and four scores are obtained by summing the scores on the items associated with each dimension. Personal efficacy was measured by a method suggested by Bandura 1977
, in which the caregivers indicate on a scale from 0 to 100 the degree of confidence they have in their ability to assume their role. The higher the score, the better the perceived efficacy. Psychological distress was measured by the short, 14-item Ilfeld Psychiatric Symptoms Index (Ilfeld 1976
) developed by Preville, Boyer, Potvin, Perrault, and Legare 1992
. Participants had to rate the 14 symptoms (related to depression, anxiety, cognitive disturbance, anger) on a 4-point scale from "1 = never" to "4 = very often." The total score ranges from 14 to 56.
Analysis
Study and control groups were first compared at baseline using t and chi-square tests for continuous and categorical outcome measures. The efficacy analysis compares the post-test scores of the study and control groups using an analysis of covariance, with the pretest score being added as a covariate. A test of parallelism was performed in each instance to ensure that the correlation between baseline and post-test was the same for both groups. These analyses included, first, all of the randomized participants according to their assignment, regardless of their participation in the program (intent-to-treat analysis). Secondary analyses were also performed comparing the study participants who attended at least nine sessions to the control group (as-treated analysis). Factors associated with improvement in the study group were analyzed using bivariate and multivariate analyses with disruptive behaviors (cross-product score) as the dependent variable.
| Results |
|---|
|
|
|---|
|
|
Table 3 shows the comparison of participants at post-test for all outcome variables. On the primary outcome variable, whereas the frequency of behavior and memory problems increased in the control group by 8%, it decreased in the study group by 4%; this difference was nearly statistically significant (p = .06). The reaction score decreased in both groups, but more so in the study group (16% vs. 5%), and this difference reached statistical significance (p = .04). The difference between the two groups on the cross-product frequency/reaction was also statistically significant ( p = .02). This improvement in reaction was even greater for disruptive behaviors (study = 19%; control = 1%; p = .006) than depressive and memory behaviors.
|
|
|
| Discussion |
|---|
|
|
|---|
The program decreased the frequency of and reactions to behaviors, particularly disruptive ones. Although the effect on reactions was expected, a decrease in frequency may seem surprising at first glance. However, this is logical because an improvement in the coping abilities of caregivers may have an important effect on the occurrence of disruptive behaviors. Moreover, Bookwala and Shulz (1998) have shown that the perception of the frequency of behavior problems and the stress associated with them could be increased by some caregivers' personality attributes (e.g., neuroticism, mastery). It is possible that the intervention brought the perceptions of these individuals closer to reality. This is consistent with the finding relating the largest effect of the program to the highest frequency of behavior problems at baseline.
Frequency of and reaction to behavior problems were chosen as the primary outcomes because they were the most directly targeted by the program. The program specifically targeted disruptive behaviors, and its biggest impact on the frequency of and reaction to these behaviors is thus not surprising. A measure of the "goodness of fit" of the coping strategies toward the specific stressors would have been even more appropriate, but a measurement instrument of this construct with good psychometric properties is not available as an outcome measure.
However, there was no indirect effect on more general variables like burden, stress, psychological distress, affect, and social support. This could be related to an effect of the program on the measure, because participants participating in the program may become more aware of the burden and psychological distress related to the caregiving experience. These variables may also be less responsive on a short-term basis to such interventions. This result is also consistent with the recommendations of Schulz 2001
and Zarit and Leitsch 2001
, who suggested that outcome measures should focus more on immediate goals with proximal outcomes than on distal effect and global measures.
The desire to institutionalize seems to be stabilized by such interventions, and this could be a good indicator of the long-term effect of such programs. Institutionalization of the persons with dementia in this study will be monitored to verify this hypothesis.
This study presents many strengths: it was a randomized controlled trial on participants presenting significant burden. The pretest assessment was carried out before randomization, and many precautions were taken to ensure blinding of the interviewers at post-test. The interviewers reported that the participants told them which group they belonged to in only 12 out of 144 cases. For the remaining participants, we asked the interviewer to guess the assignment group, and they were unable to do so in 85 out of 132 cases (64.4%). The ones who did guess were correct in only 26 of the 47 cases, and this spread could have been obtained by chance (p = .08).
Referrals of control participants to another program prevented a Hawthorne effect and also undue deterioration of participants referred to a waiting list. The targeted sample size was nearly reached so the study had sufficient power to detect a moderate effect. However, a significant number of participants assigned to the study group (17; 24%) did not attend at least six sessions, decreasing the potential effect of the program. This is confirmed by the as-treated analysis, including only the study participants attending most of the sessions. The impact of the program was then more important than the intent-to-treat analysis.
Some limitations should also be acknowledged. These include the exclusion of one wave of the study group, because one group failed to form. Also, the exclusion of participants whose relative was institutionalized was necessary for most of the outcome variables because admission to an institution represents the end of the former caregiving experience. Many authors (Bowman, Mukherjee, and Fortinsky 1998
; McCallion, Toseland, and Freeman 1999
) have reported psychological consequences of institutional admission on the relatives, particularly in the first few months after the admission. It would have been inappropriate to include these participants in the analysis and to attribute these effects to the program being tested.
The results of this study support recommending this new program to Alzheimer societies and health organizations instead of the traditional programs they are currently running.
| Acknowledgments |
|---|
We thank the Quebec Federation of Alzheimer Societies and the Regional Alzheimer Societies of Quebec City, Eastern Townships (Sherbrooke), Mauricie-Bois-Francs, Laval, and Montreal South-Shore, and the Centre d'Hébergement et de Soins de Longue Durée du Centre Mauricie and the Day Centre of CLSC du Marigot in Laval for their support in recruiting the participants. Our deepest appreciation goes to the program leaders (Diane Girouard, Alain Legault, Joanne Tendland, and Denise Trudeau) and the interviewers (Cynthia Blais, Véronique Boutier, Caroline Brochu, Suzette Clément, Carole Coulombe, Marielle Cournoyer, Hélène-Louise Dupont-Élie, Shirley Imbeau, Louise Robitaille-Dussault, Isabelle Tremblay, and France Turcotte). We also thank all the participants who participated in the study.
Received for publication December 18, 2001. Accepted for publication May 29, 2002.
| References |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
C. J. Farran, D. W. Gilley, J. J. McCann, J. L. Bienias, D. A. Lindeman, and D. A. Evans Efficacy of Behavioral Interventions for Dementia Caregivers West J Nurs Res, December 1, 2007; 29(8): 944 - 960. [Abstract] [PDF] |
||||
![]() |
L. Ayalon, A. M. Gum, L. Feliciano, and P. A. Arean Effectiveness of nonpharmacological interventions for the management of neuropsychiatric symptoms in patients with dementia: a systematic review. Arch Intern Med, November 13, 2006; 166(20): 2182 - 2188. [Abstract] [Full Text] [PDF] |
||||
![]() |
E. Marziali and P. Donahue Caring for Others: Internet Video-Conferencing Group Intervention for Family Caregivers of Older Adults With Neurodegenerative Disease. Gerontologist, June 1, 2006; 46(3): 398 - 403. [Abstract] [Full Text] [PDF] |
||||
![]() |
D L Secker and R G Brown Cognitive behavioural therapy (CBT) for carers of patients with Parkinson's disease: a preliminary randomised controlled trial J. Neurol. Neurosurg. Psychiatry, April 1, 2005; 76(4): 491 - 497. [Abstract] [Full Text] [PDF] |
||||
![]() |
D. W. Gilley, J. J. McCann, J. L. Bienias, and D. A. Evans Caregiver Psychological Adjustment and Institutionalization of Persons With Alzheimer's Disease J Aging Health, April 1, 2005; 17(2): 172 - 189. [Abstract] [PDF] |
||||
![]() |
M. W. Rabow, J. M. Hauser, and J. Adams Supporting Family Caregivers at the End of Life: "They Don't Know What They Don't Know" JAMA, January 28, 2004; 291(4): 483 - 491. [Abstract] [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||
| HOME | ARCHIVE | SEARCH | TABLE OF CONTENTS |
|---|